 Years ago, I wrote a blog post on the inspirations behind Hans Christian Andersen's "Thumbelina" (1835), examining a theory that the characters were influenced by people Andersen knew. And then I wrote another one a few years after that, focusing on the imagery of tiny flower fairies, which plays a big role in this fairytale. I want to revisit it this topic again and explore a little more deeply. It's always interesting to get into Andersen's writing process because these have become such classic fairytales and there are many different aspects to his stories. "The Little Mermaid," for instance, can be read as a semi-autobiographical tale of unrequited love, but also as Andersen's response to the hyper-popular mermaid story Undine, and also taking influence from other mermaid tales and tropes.
In "Thumbelina," a woman wishes for a little girl, and receives exactly that from a witch. The thumb-sized heroine is then kidnapped by a toad and deals with various talking animals who all want to marry her, until she winds up among fairies exactly her size and finally finds acceptance. Jeffrey and Diana Crone Frank compared Thumbelina to Gulliver's Travels by Jonathan Swift (1726) and the short story Micromégas by Voltaire (1752). They also mentioned "the figure of a tiny girl" in one of Andersen's first successful publications, the 1829 story A Journey on Foot from Holmen's Canal to the East Point of Amager. So far as I can tell, this character is the Lyrical Muse, a forlorn, melodramatic spirit of inspiration who appears to the narrator in Chapter 2. When the narrator tries to catch her, she shrinks into a tiny point and escapes through a keyhole. Similarly, E. T. A. Hoffmann’s stories “Princess Brambilla” (1820) and "Master Flea" (1822) both feature imagery of tiny princesses found sleeping inside lotuses or tulips. Hoffmann's work was widely popular in Europe, and in 1828, Andersen was part of a reading group named "The Serapion Brotherhood" after the title of Hoffmann's final book. There's also the Thumbling tale type. I'm sure Andersen came across many of these. There were the Thumbling stories collected by the Brothers Grimm, for instance. These actually do not have a lot in common with Thumbelina. There's the thumb-sized character, born from a wish, who's separated from his parents and swept off on an adventure, but the male Thumblings are typically more proactive and they ultimately return home to their parents. This is very different from Thumbelina, who never sees her mother again in the story, and whose story is something of a coming-of-age, concluding with her wedding and transformation of identity. These characters are also nearly always male. There are female Thumbling characters, but they've all been collected after Thumbelina, like a Spanish character I'd refer to as Garlic Girl (Maria como un Ajo, Cabecita de Ajo, or Baratxuri) and the Palestinian tale Nammūlah (Little Ant). It's more common to have tiny girl characters in other tale types. "Doll i’ the Grass," "Terra Camina," and "Nang Ut" are all examples of the Animal Bride tale, with their sister tales typically being about enchanted frogs, mice and so on. The Corsican "Ditu Migniulellu" is a variant of the Donkeyskin tale, a close neighbor to Cinderella. Thumbelina is the oldest example I've found of a female Thumbling character. Closer is "Tom Thumb," the first fairytale printed in English, and one of the earliest Thumbling variants we know of (depending when you date Issun-boshi). As I mentioned in my post on flower fairies, Tom Thumb was part of a wave of stories around the turn of the 17th century which transformed fairies into tiny, cute flower spirits, changed the face of the English concept of fairies, and has had far-reaching consequences pretty much everywhere. "Tom Thumb" is literary, like "Thumbelina." It gets into tiny detail, describing Tom's wardrobe of plant matter--a major part of the Jacobean flower fairy trope. He is the godson of the fairy queen and makes trips to Fairyland. This story really feels out-of-place among folk Thumbling tales, due to how altered it is - much like Thumbelina. And like Tom Thumb, Thumbelina gets detailed sequences describing her miniature life, like the way she uses a leaf for a boat. There's also a comparison in the way that Tom is accidentally separated from his parents when he's swooped up by a raven, while Thumbelina is kidnapped by a toad. (For contrast, in a lot of Thumbling tales, the separation takes place when a human sees the thumb-child and tries to buy him.) The tiny, winged flower fairies whom Thumbelina meets are a direct descendant of the insect-sized, elaborately costumed Jacobean fairies that we meet in "Tom Thumb." Another Andersen tale, "The Steadfast Tin Soldier," also has a Tom Thumb-like bit where the main character is swallowed by a fish and freed when the fish is cut open for cooking. But in addition to Tom Thumb, there's a Danish story that Andersen may have encountered in some shape. This is "Svend Tomling," or Svend Thumbling, which was printed as a chapbook in 1776. Like Tom Thumb and Thumbelina, Svend Tomling is a literary tale. However, it's not focused on the cutesiness of the character; instead it's a lot more ribald, closer to the folk stories and veering off into satire. I'd really need someone fluent in Danish to give more in-depth examination, but my understanding is that like Thumbelina, Svend is created when a childless woman goes to a witch who gives her a magic flower. Thumbelina is kidnapped by a toad and carried off in a nutshell; Svend is bought by a man who carries him off in a snuffbox. Thumbelina escapes and rides away on a lilypad drawn by a butterfly; Svend escapes and rides off on a pig. More importantly, Svend Tomling has themes that are unusual for a Thumbling story - a lot like Thumbelina. He contemplates marriage and faces the prospect of unsuitable partners. Thumbelina's suitors are her size, but the wrong species; the human women around Svend are the right species, but the wrong size. Even Issun-boshi feels a little different; it is a romance, but it doesn't feel quite as focused on considering the dilemmas and false matches and societal issues. There is a whole sequence where Svend sits down and debates with his parents about how to find an appropriate wife. Thumbelina faces criticism of her looks, advice on how to marry, and generally societal pressure on how she as a woman should be living her life. Thumbelina and Svend aren't the only Thumblings to assimilate and transform to fit into society (Thumbelina gets fairy wings to live with the fairies, Svend grows to human scale), but it does feel really key. Thumbling stories are often about childhood, albeit exaggerated so that the main character is not merely small but infinitesimal. Most thumbling stories end not with the hero finding a place for himself or getting married, but with him returning to his parents, the place where he still belongs. Tom Thumb dies at the end of his story, leaving him forever a child. Stories like Issun-boshi, where the character literally grows up and gets married, are rarer. References
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Researching folktales and fairies, with a focus on common tale types. Archives
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